| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Futu Securities International (HONG KONG) Limited | Rep | 就證券提供意見 | 2025-10-22 | - |
| Rep | 期貨合約交易 | 2025-10-22 | - | |
| Rep | 證券交易 | 2025-10-22 | - | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2024-01-11 | 2025-09-04 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2024-01-11 | 2025-09-04 |
| Rep | 證券交易 | 2024-01-11 | 2025-09-04 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2021-10-15 | 2023-12-17 |
| Rep | 期貨合約交易 | 2021-10-15 | 2023-12-17 | |
| Rep | 證券交易 | 2021-10-15 | 2023-12-17 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2017-08-30 | 2021-09-20 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2016-10-14 | 2021-09-20 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2015-09-07 | 2021-09-20 |
已採集記錄中暫無金管局登記。