| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就期貨合約提供意見 | 2025-06-12 | 2025-06-13 |
| Rep | 就證券提供意見 | 2025-06-12 | 2025-06-13 | |
| Rep | 就期貨合約提供意見 | 2024-05-23 | 2024-05-24 | |
| Rep | 就證券提供意見 | 2024-05-23 | 2024-05-24 | |
| Rep | 就期貨合約提供意見 | 2022-10-28 | 2022-11-04 | |
| Rep | 就證券提供意見 | 2022-10-28 | 2022-11-04 | |
| Rep | 就期貨合約提供意見 | 2017-07-18 | 2019-09-30 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2017-07-18 | 2018-08-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2015-09-07 | 2018-09-13 |
| Rep | 就證券提供意見 | 2015-09-07 | 2019-09-30 |