| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2023-03-10 | 2023-03-16 |
| Rep | 證券交易 | 2023-03-10 | 2023-03-16 | |
| Rep | 就證券提供意見 | 2019-01-17 | 2019-01-23 | |
| Rep | 證券交易 | 2019-01-17 | 2019-01-23 | |
| Rep | 就證券提供意見 | 2018-02-22 | 2018-02-28 | |
| Rep | 證券交易 | 2018-02-22 | 2018-02-28 | |
| Rep | 就證券提供意見 | 2015-12-28 | 2017-03-14 | |
| Rep | 證券交易 | 2015-12-28 | 2017-03-14 | |
| Rep | 就證券提供意見 | 2015-09-07 | 2015-09-09 | |
| Rep | 證券交易 | 2015-09-07 | 2015-09-09 |