| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2025-09-30 | - |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2020-10-05 | - |
| Rep | 提供資產管理 | 2020-10-05 | - | |
| Rep | 就期貨合約提供意見 | 2020-10-05 | 2025-09-11 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2017-03-14 | 2020-05-22 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2017-03-14 | 2020-05-22 |
| SHENG YUAN ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2015-09-08 | 2017-02-24 |
| Rep | 提供資產管理 | 2015-09-08 | 2017-02-24 |