| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-02-22 | 2025-11-07 |
| Rep | 證券交易 | 2023-02-22 | 2025-11-07 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2021-08-31 | 2022-11-11 |
| Rep | 就證券提供意見 | 2021-08-31 | 2022-11-11 | |
| Rep | 證券交易 | 2021-08-31 | 2022-11-11 | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2015-09-08 | 2015-11-28 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2015-09-08 | 2015-11-28 |