| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yue Xiu Capital Limited | RO | 就機構融資提供意見 | 2025-05-23 | - |
| Rep | 就機構融資提供意見 | 2023-02-03 | 2025-05-23 | |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2023-02-03 | - |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2021-06-30 | 2023-01-06 |
| Rep | 證券交易 | 2021-06-30 | 2023-01-06 | |
| RED SOLAR SECURITIES (INTERNATIONAL) LIMITED | Rep | 就機構融資提供意見 | 2018-06-28 | 2021-06-12 |
| Rep | 證券交易 | 2018-06-21 | 2021-06-12 | |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2015-09-09 | 2018-05-22 |
已採集記錄中暫無金管局登記。