| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2023-10-12 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2020-10-23 | 2023-09-27 |
| CLSA LIMITED | Rep | 就證券提供意見 | 2017-12-01 | 2020-09-18 |
| BOCI RESEARCH LIMITED | Rep | 就證券提供意見 | 2017-03-01 | 2017-11-24 |
| CLC FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2016-05-25 | 2017-01-31 |
| Rep | 期貨合約交易 | 2016-05-25 | 2017-01-31 | |
| CLC SECURITIES LIMITED | Rep | 就證券提供意見 | 2015-09-10 | 2017-01-31 |
| Rep | 證券交易 | 2015-09-10 | 2017-01-31 |