SFC fines Ample Capital Ltd HK$5.5m, suspends RO Howard Tang Ho Wai for 17 months
SFC
SFC, 18-Oct-2021
For bad due diligence on the aborted GEM IPO of COCCI International Ltd. We note that Mr Tang was disciplined in 2006, for similar matters on 2 GEM listing applications when he was a Responsible Officer of CSC Asia Ltd.
機構
人物
SFC takes action against CSC Asia Ltd, Mr Andrew Chiu Chi Kin and Mr Howard Tang Ho Wai
SFC, 07-Mar-2006
機構
人物
主題
GEM Listing Committee takes action against CSC Asia Ltd