| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PULSAR CAPITAL LIMITED (HK) | RO | 就機構融資提供意見 | 2020-06-08 | - |
| Rep | 證券交易 | 2020-02-19 | - | |
| Rep | 就機構融資提供意見 | 2020-02-19 | 2020-06-08 | |
| China Securities (International) Corporate Finance Company Limited | RO | 就機構融資提供意見 | 2015-03-27 | 2019-06-26 |
| Rep | 就機構融資提供意見 | 2015-03-19 | 2015-03-27 | |
| Rep | 證券交易 | 2015-03-19 | 2019-06-26 | |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2011-08-22 | 2015-02-16 |
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2010-09-01 | 2015-02-16 |
| JW CAPITAL SECURITIES LIMITED | RO | 就機構融資提供意見 | 2009-08-24 | 2010-04-12 |
| Rep | 就機構融資提供意見 | 2009-07-20 | 2009-08-24 | |
| CSC ASIA LIMITED | RO | 就機構融資提供意見 | 2004-10-08 | 2009-06-30 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-03-30 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-03-30 | |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-10-08 |
已採集記錄中暫無金管局登記。