| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2020-10-08 | 2021-02-28 |
| Rep | 就證券提供意見 | 2020-10-08 | 2021-02-28 | |
| CLSA LIMITED | Rep | 就證券提供意見 | 2020-10-08 | 2021-02-28 |
| Rep | 證券交易 | 2020-10-08 | 2021-02-28 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2015-09-17 | 2016-10-01 |
| Rep | 就證券提供意見 | 2015-09-17 | 2016-10-01 | |
| CLSA LIMITED | Rep | 就證券提供意見 | 2015-09-17 | 2016-10-01 |
| Rep | 證券交易 | 2015-09-17 | 2016-10-01 |