| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2015-11-02 | 2015-11-06 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2015-11-02 | 2015-11-06 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2015-09-21 | 2015-09-25 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2015-09-21 | 2015-09-25 |