| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 提供自動化交易服務 | 2021-09-30 | - |
| Rep | 期貨合約交易 | 2021-08-13 | - | |
| Rep | 證券交易 | 2021-08-13 | - | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2018-06-01 | 2021-05-27 |
| Rep | 證券交易 | 2018-06-01 | 2021-05-27 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2015-09-21 | 2018-03-09 |
| Rep | 就證券提供意見 | 2015-09-21 | 2018-03-09 | |
| Rep | 期貨合約交易 | 2015-09-21 | 2018-03-09 | |
| Rep | 證券交易 | 2015-09-21 | 2018-03-09 |