| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2021-05-17 | 2026-06-30 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2018-06-19 | 2021-03-18 |
| Rep | 期貨合約交易 | 2018-06-19 | 2021-03-18 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2015-09-22 | 2018-03-22 |
| Rep | 證券交易 | 2015-09-22 | 2018-03-22 |