| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Huatai (Hong Kong) Futures Limited | RO | 證券交易 | 2026-10-16 | - |
| Rep | 期貨合約交易 | 2024-07-08 | - | |
| VALUABLE CAPITAL LIMITED | Rep | 期貨合約交易 | 2022-09-08 | 2023-08-13 |
| Rep | 證券交易 | 2022-09-08 | 2023-08-13 | |
| Arta Global Futures Limited | RO | 期貨合約交易 | 2022-04-14 | 2022-08-20 |
| ARTA GLOBAL MARKETS LIMITED | RO | 證券交易 | 2022-04-14 | 2022-08-20 |
| Arta Global Futures Limited | Rep | 期貨合約交易 | 2018-01-04 | 2022-04-14 |
| ARTA GLOBAL MARKETS LIMITED | Rep | 證券交易 | 2017-11-13 | 2022-04-14 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2017-10-19 | 2017-11-03 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2015-09-24 | 2017-10-07 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2015-09-24 | 2017-10-07 |
| Rep | 證券交易 | 2015-09-24 | 2017-10-07 |
已採集記錄中暫無金管局登記。