| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LQ Pacific Partners Limited | Rep | 就證券提供意見 | 2025-11-25 | - |
| Rep | 提供資產管理 | 2025-11-25 | - | |
| Rep | 證券交易 | 2025-11-25 | - | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就機構融資提供意見 | 2021-11-12 | 2022-10-27 |
| Rep | 證券交易 | 2021-11-12 | 2022-10-27 | |
| Rep | 就機構融資提供意見 | 2021-07-16 | 2021-08-19 | |
| Rep | 證券交易 | 2021-07-16 | 2021-08-19 | |
| Jefferies Hong Kong Limited | Rep | 就機構融資提供意見 | 2018-04-16 | 2021-01-15 |
| Rep | 就證券提供意見 | 2018-04-16 | 2021-01-15 | |
| Rep | 證券交易 | 2018-04-16 | 2021-01-15 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2015-09-25 | 2016-07-26 |