| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2026-01-28 | - |
| Rep | 就證券提供意見 | 2026-01-28 | - | |
| Rep | 證券交易 | 2026-01-28 | - | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2026-01-28 | - |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2021-12-29 | 2025-12-12 |
| Rep | 證券交易 | 2021-12-29 | 2025-12-12 | |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2021-12-29 | 2025-12-12 |
| KINGSWAY CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2020-05-05 | 2021-11-30 |
| Rep | 證券交易 | 2020-05-05 | 2021-11-30 | |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 證券交易 | 2020-05-05 | 2021-11-30 |
| Greencourt Financial Co., Limited | Rep | 證券交易 | 2019-05-24 | 2020-03-31 |
| First Global Corporate Finance Co., Limited | Rep | 就機構融資提供意見 | 2018-11-26 | 2020-03-31 |
| Alpha Financial Group Limited | Rep | 證券交易 | 2016-06-20 | 2018-02-13 |
| AMPLE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2016-06-20 | 2018-02-13 |
| Opus Capital Limited (HK) | Rep | 就機構融資提供意見 | 2015-09-29 | 2016-06-04 |
| Rep | 證券交易 | 2015-09-29 | 2016-06-04 |
已採集記錄中暫無金管局登記。