| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2023-02-16 | 2026-04-03 |
| Rep | 期貨合約交易 | 2023-02-16 | 2026-04-03 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2021-02-11 | 2022-10-12 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-01-18 | 2022-10-12 |
| Rep | 證券交易 | 2021-01-18 | 2022-10-12 | |
| CITIC Securities International Global Markets Limited | Rep | 就證券提供意見 | 2020-07-08 | 2020-12-10 |
| Rep | 證券交易 | 2020-07-08 | 2020-12-10 |