| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2018-04-24 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2018-04-24 | - |
| YUANTA FUTURES (HK) CO., LIMITED | Rep | 就期貨合約提供意見 | 2017-04-18 | 2017-08-08 |
| Rep | 期貨合約交易 | 2017-04-18 | 2017-08-08 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就期貨合約提供意見 | 2015-09-30 | 2017-08-08 |
| Rep | 就證券提供意見 | 2015-09-30 | 2017-08-08 | |
| Rep | 期貨合約交易 | 2015-09-30 | 2017-08-08 | |
| Rep | 證券交易 | 2015-09-30 | 2017-08-08 |