| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Redient Capital HK Limited | Rep | 就證券提供意見 | 2025-11-28 | - |
| Rep | 提供資產管理 | 2025-11-28 | - | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就機構融資提供意見 | 2021-07-08 | 2023-02-01 |
| Rep | 證券交易 | 2021-06-28 | 2023-02-01 | |
| BOB International Asset Management Company Limited | RO | 證券交易 | 2020-09-25 | 2021-06-11 |
| Rep | 就證券提供意見 | 2020-04-17 | 2021-06-11 | |
| Rep | 提供資產管理 | 2020-04-17 | 2021-06-11 | |
| Rep | 證券交易 | 2020-03-25 | 2020-09-25 | |
| YUE XIU SECURITIES COMPANY LIMITED | RO | 證券交易 | 2019-08-22 | 2020-02-14 |
| Rep | 證券交易 | 2017-12-15 | 2019-08-22 | |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2015-09-30 | 2017-06-22 |