| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Gold Mountains Asset Management Limited | Rep | 就證券提供意見 | 2024-12-23 | - |
| Rep | 提供資產管理 | 2024-12-23 | - | |
| Equities First Holdings Hong Kong Limited | Rep | 證券交易 | 2022-10-11 | 2024-05-17 |
| Mirae Asset Securities (HK) Limited | Rep | 就證券提供意見 | 2021-03-16 | 2022-03-18 |
| Rep | 期貨合約交易 | 2019-10-18 | 2022-03-18 | |
| Rep | 證券交易 | 2019-09-20 | 2022-03-18 | |
| Equities First Holdings Hong Kong Limited | Rep | 證券交易 | 2017-03-01 | 2019-03-25 |
| BGC SECURITIES (HONG KONG) LLC | Rep | 期貨合約交易 | 2015-10-02 | 2017-01-31 |
| Rep | 證券交易 | 2015-10-02 | 2017-01-31 |
已採集記錄中暫無金管局登記。