| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | Rep | 證券交易 | 2024-06-11 | - |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2024-06-11 | - |
| SPDB International Securities Limited | Rep | 證券交易 | 2022-05-23 | 2024-03-05 |
| Soochow Securities International Brokerage Limited | Rep | 就證券提供意見 | 2022-02-10 | 2022-04-28 |
| Rep | 證券交易 | 2022-02-10 | 2022-04-28 | |
| TFI Asset Management Limited | RO | 就證券提供意見 | 2020-09-11 | 2021-10-26 |
| Rep | 就證券提供意見 | 2020-07-10 | 2020-09-11 | |
| TFI Securities and Futures Limited | Rep | 證券交易 | 2020-07-10 | 2021-10-26 |