| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2021-07-08 | - |
| Rep | 證券交易 | 2021-07-08 | - | |
| Merrill Lynch Far East Limited | Rep | 就證券提供意見 | 2021-07-08 | 2024-02-26 |
| Rep | 證券交易 | 2021-07-08 | 2024-02-26 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2021-07-02 | - |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2021-07-02 | 2024-02-26 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2016-12-19 | 2021-04-07 |
| Rep | 就機構融資提供意見 | 2015-10-05 | 2016-12-18 |