Miller, Elizabeth Kathleen (SFC:BGH558)
證監會中央編號:BGH558
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MARSHALL WACE ASIA LIMITED | RO | 期貨合約交易 | 2025-12-12 | - |
| RO | 提供資產管理 | 2025-09-05 | - | |
| RO | 證券交易 | 2025-09-05 | - | |
| Rep | 提供資產管理 | 2025-07-03 | 2025-09-05 | |
| Rep | 證券交易 | 2025-07-03 | 2025-09-05 | |
| Merrill Lynch (Asia Pacific) Limited | RO | 證券交易 | 2023-05-23 | 2025-03-14 |
| Merrill Lynch Far East Limited | RO | 期貨合約交易 | 2021-04-15 | 2025-03-14 |
| RO | 證券交易 | 2021-04-15 | 2025-03-14 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2020-11-09 | 2023-05-23 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2020-11-09 | 2021-04-15 |
| Rep | 證券交易 | 2020-11-09 | 2021-04-15 | |
| UBS SECURITIES ASIA LIMITED | RO | 證券交易 | 2018-08-22 | 2020-07-22 |
| UBS SECURITIES HONG KONG LIMITED | RO | 證券交易 | 2018-08-22 | 2020-07-22 |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2017-05-09 | 2018-08-22 |
| Rep | 期貨合約交易 | 2017-05-09 | 2020-07-22 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2017-05-09 | 2018-08-22 |
| Rep | 期貨合約交易 | 2017-05-09 | 2020-07-22 | |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2017-01-23 | 2017-01-27 |
| Rep | 證券交易 | 2015-10-06 | 2015-10-09 |
已採集記錄中暫無金管局登記。