| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2020-11-23 | - |
| Rep | 期貨合約交易 | 2020-10-30 | - | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-10-30 | - |
| Rep | 證券交易 | 2020-10-30 | - | |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2015-12-14 | 2020-10-12 |
| Rep | 就證券提供意見 | 2015-10-07 | 2020-10-12 | |
| Rep | 證券交易 | 2015-10-07 | 2020-10-12 |
已採集記錄中暫無金管局登記。