| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DBS ASIA CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2023-09-12 | - |
| Rep | 就證券提供意見 | 2023-09-12 | - | |
| Rep | 證券交易 | 2023-09-12 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2017-06-30 | 2022-09-14 |
| Rep | 證券交易 | 2017-06-30 | 2022-09-14 | |
| Wells Fargo Securities Asia Limited | Rep | 就機構融資提供意見 | 2015-10-07 | 2017-04-26 |
| Rep | 就證券提供意見 | 2015-10-07 | 2017-04-26 | |
| Rep | 證券交易 | 2015-10-07 | 2017-04-26 |