| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited | Rep | 就證券提供意見 | 2025-09-25 | - |
| Rep | 期貨合約交易 | 2025-09-25 | - | |
| Rep | 證券交易 | 2025-09-25 | - | |
| CITIC Securities International Global Markets Limited | Rep | 證券交易 | 2025-09-25 | - |
| CLSA LIMITED | Rep | 證券交易 | 2025-09-25 | - |
| FLOW TRADERS HONG KONG LIMITED | Rep | 期貨合約交易 | 2020-07-15 | 2023-07-12 |
| Rep | 證券交易 | 2020-07-15 | 2023-07-12 |