| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Ruibang Securities Limited | RO | 就證券提供意見 | 2025-11-13 | - |
| RO | 證券交易 | 2025-11-13 | - | |
| Rep | 就證券提供意見 | 2025-10-10 | 2025-11-13 | |
| Rep | 證券交易 | 2025-10-10 | 2025-11-13 | |
| CHINA SECURITIES LIMITED | RO | 就證券提供意見 | 2024-02-23 | 2025-09-25 |
| RO | 證券交易 | 2023-01-04 | 2025-09-25 | |
| Rep | 就證券提供意見 | 2019-10-10 | 2024-02-23 | |
| Rep | 證券交易 | 2019-04-01 | 2023-01-04 | |
| VAST HARBOUR SECURITIES LIMITED | Rep | 證券交易 | 2018-03-12 | 2019-03-15 |
| Quam Securities Limited | Rep | 期貨合約交易 | 2015-10-12 | 2018-02-09 |
| Rep | 證券交易 | 2015-10-12 | 2018-02-09 |