| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2019-08-12 | 2026-09-07 |
| Rep | 證券交易 | 2019-08-12 | 2026-09-07 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 證券交易 | 2017-09-14 | 2019-05-30 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2015-10-14 | 2019-05-30 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2015-10-14 | 2017-09-14 |
| Rep | 就證券提供意見 | 2015-10-14 | 2019-05-30 |