| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就機構融資提供意見 | 2024-04-17 | - |
| Rep | 證券交易 | 2024-04-17 | - | |
| Jefferies Hong Kong Limited | Rep | 就機構融資提供意見 | 2022-06-06 | 2022-06-07 |
| Rep | 就證券提供意見 | 2022-06-06 | 2022-06-07 | |
| Rep | 證券交易 | 2022-06-06 | 2022-06-07 | |
| China Securities (International) Brokerage Company Limited | Rep | 就證券提供意見 | 2020-07-22 | 2022-05-27 |
| Rep | 證券交易 | 2020-07-22 | 2022-05-27 | |
| China Securities (International) Corporate Finance Company Limited | Rep | 就機構融資提供意見 | 2020-07-22 | 2022-05-27 |
| Rep | 證券交易 | 2020-07-22 | 2022-05-27 |
已採集記錄中暫無金管局登記。