| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 就期貨合約提供意見 | 2024-01-11 | - |
| Rep | 就證券提供意見 | 2024-01-11 | - | |
| Rep | 證券交易 | 2023-12-04 | - | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2023-12-04 | - |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2020-07-23 | 2023-09-02 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2020-07-23 | 2023-09-02 |