| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LUK FOOK ASSET MANAGEMENT (HK) LIMITED | Rep | 就證券提供意見 | 2023-09-21 | - |
| Rep | 提供資產管理 | 2023-09-21 | - | |
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2019-05-10 | - |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2019-05-10 | - |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-01-08 | 2018-11-24 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2015-10-20 | 2018-11-24 |