| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PO SANG SECURITIES LIMITED | Rep | 證券交易 | 2026-03-09 | - |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2025-11-10 | 2026-02-13 |
| Rep | 證券交易 | 2025-11-10 | 2026-02-13 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2023-01-11 | 2025-10-17 |
| Rep | 證券交易 | 2023-01-11 | 2025-10-17 | |
| China Securities (International) Brokerage Company Limited | Rep | 就期貨合約提供意見 | 2021-10-07 | 2022-12-09 |
| Rep | 就證券提供意見 | 2021-09-15 | 2022-12-09 | |
| Rep | 期貨合約交易 | 2021-09-15 | 2022-12-09 | |
| Rep | 證券交易 | 2021-09-15 | 2022-12-09 | |
| CHINA CIFCO SECURITIES CO., LIMITED | RO | 就證券提供意見 | 2021-01-26 | 2021-08-30 |
| RO | 證券交易 | 2021-01-26 | 2021-08-30 | |
| Rep | 證券交易 | 2019-04-15 | 2021-01-26 | |
| CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | 期貨合約交易 | 2019-01-16 | 2021-08-30 |
| NINE RIVERS CAPITAL PARTNERS LIMITED | Rep | 就證券提供意見 | 2018-11-15 | 2018-12-31 |
| Rep | 證券交易 | 2015-10-23 | 2018-12-31 |
已採集記錄中暫無金管局登記。