| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2026-06-24 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2026-06-24 | - |
| Rep | 證券交易 | 2026-06-24 | - | |
| aacat fintech Limited | RO | 就證券提供意見 | 2026-03-31 | 2026-05-03 |
| RO | 證券交易 | 2023-07-26 | 2026-05-03 | |
| Rep | 證券交易 | 2023-06-15 | 2023-07-26 | |
| Goldhorse Securities Limited | Rep | 就證券提供意見 | 2021-11-25 | 2023-06-12 |
| Rep | 證券交易 | 2021-11-25 | 2023-06-12 | |
| VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) | RO | 就證券提供意見 | 2021-05-12 | 2021-11-04 |
| RO | 證券交易 | 2021-05-12 | 2021-11-04 | |
| Rep | 就證券提供意見 | 2020-12-28 | 2021-05-12 | |
| Rep | 證券交易 | 2020-11-16 | 2021-05-12 | |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2019-06-06 | 2020-11-01 |
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2019-06-06 | 2020-11-01 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2018-04-24 | 2019-06-02 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2018-01-22 | 2019-06-02 |
| Rep | 證券交易 | 2015-10-23 | 2017-01-20 |
已採集記錄中暫無金管局登記。