| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2022-05-17 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 期貨合約交易 | 2019-09-12 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2016-09-14 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2016-09-14 | - |
| Rep | 證券交易 | 2016-09-14 | - | |
| CICC US Securities (Hong Kong) Limited | Rep | 證券交易 | 2016-09-14 | - |
| Asiya Investments Hong Kong Limited | Rep | 就證券提供意見 | 2015-10-26 | 2016-08-26 |
| Rep | 提供資產管理 | 2015-10-26 | 2016-08-26 |
已採集記錄中暫無金管局登記。