| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 證券交易 | 2017-10-18 | 2020-03-05 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2017-10-18 | 2020-03-05 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 槓桿式外匯交易 | 2016-02-19 | 2017-09-17 |
| Rep | 期貨合約交易 | 2015-10-29 | 2017-09-17 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2015-10-29 | 2017-09-17 |