| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | Rep | 就證券提供意見 | 2025-11-04 | - |
| Rep | 證券交易 | 2025-11-04 | - | |
| China Securities (International) Corporate Finance Company Limited | Rep | 就機構融資提供意見 | 2025-11-04 | - |
| Rep | 證券交易 | 2025-11-04 | - | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2021-05-27 | 2025-09-28 |
| Rep | 就證券提供意見 | 2021-05-27 | 2025-09-28 | |
| Rep | 證券交易 | 2021-05-05 | 2025-09-28 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2018-08-13 | 2021-04-16 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2017-12-15 | 2018-06-20 |
| Rep | 證券交易 | 2017-12-15 | 2018-06-20 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就機構融資提供意見 | 2017-06-21 | 2018-06-20 |
| Rep | 就證券提供意見 | 2017-06-21 | 2018-06-20 | |
| Rep | 證券交易 | 2017-06-21 | 2018-06-20 | |
| DBS ASIA CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2015-10-30 | 2017-03-09 |
| Rep | 就證券提供意見 | 2015-10-30 | 2017-03-09 | |
| Rep | 證券交易 | 2015-10-30 | 2017-03-09 |
金管局記錄暫時無法載入，請稍後重試。