| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CEB International Capital Corporation Limited | RO | 就機構融資提供意見 | 2026-06-17 | - |
| RO | 就證券提供意見 | 2026-06-17 | - | |
| RO | 證券交易 | 2026-06-17 | - | |
| Rep | 就機構融資提供意見 | 2025-10-21 | 2026-06-17 | |
| Rep | 就證券提供意見 | 2025-10-21 | 2026-06-17 | |
| Rep | 證券交易 | 2025-10-21 | 2026-06-17 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2019-06-11 | 2025-10-10 |
| Rep | 就機構融資提供意見 | 2019-05-22 | 2025-10-10 | |
| Rep | 證券交易 | 2019-05-22 | 2025-10-10 | |
| CEB International Capital Corporation Limited | Rep | 就機構融資提供意見 | 2018-08-31 | 2019-05-15 |
| Rep | 證券交易 | 2018-08-31 | 2019-05-15 | |
| CMB International Securities Limited | Rep | 證券交易 | 2018-02-05 | 2018-08-10 |
| CMB International Capital Limited | Rep | 就機構融資提供意見 | 2016-05-16 | 2018-08-10 |
| Rep | 證券交易 | 2016-05-16 | 2018-08-10 | |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 就證券提供意見 | 2015-10-30 | 2016-03-31 |
已採集記錄中暫無金管局登記。