| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2024-08-27 | - |
| uSmart Securities Limited | Rep | 證券交易 | 2023-10-06 | 2024-07-16 |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | 就證券提供意見 | 2023-07-10 | 2023-09-20 |
| Rep | 證券交易 | 2023-07-10 | 2023-09-20 | |
| CTBC Asia Limited | Rep | 就證券提供意見 | 2021-09-16 | 2023-06-23 |
| Rep | 證券交易 | 2021-09-07 | 2023-06-23 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2020-08-03 | 2021-08-18 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2020-08-03 | 2021-08-18 |
已採集記錄中暫無金管局登記。