| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2016-05-03 | 2018-06-04 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2016-05-03 | 2018-06-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2015-11-02 | 2016-04-29 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2015-11-02 | 2016-04-29 |