| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2022-07-07 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2021-06-16 | 2022-04-14 |
| Rep | 就證券提供意見 | 2021-06-16 | 2022-04-14 | |
| Rep | 期貨合約交易 | 2020-08-04 | 2021-06-16 | |
| Rep | 證券交易 | 2020-08-04 | 2022-04-14 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2020-08-04 | 2021-06-11 |