| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Huatai (Hong Kong) Futures Limited | Rep | 期貨合約交易 | 2021-05-31 | 2023-07-13 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2019-02-20 | 2021-05-13 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2018-06-22 | 2021-05-13 |
| BLUESTONE SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2017-09-07 | 2018-02-20 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2015-11-03 | 2017-03-01 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2015-11-03 | 2017-03-01 |