| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2020-12-17 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2020-12-17 | - |
| CMB International Securities Limited | RO | 證券交易 | 2019-07-03 | 2020-08-31 |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2019-02-01 | 2020-08-31 |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2017-01-05 | 2020-08-31 |
| Rep | 證券交易 | 2015-11-03 | 2019-07-03 |