| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| OPTIVER TRADING HONG KONG LIMITED | Rep | 期貨合約交易 | 2026-08-26 | - |
| Rep | 證券交易 | 2026-08-26 | - | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-06-07 | 2025-01-09 |
| Rep | 證券交易 | 2021-06-07 | 2025-01-09 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2020-08-07 | 2021-03-03 |
| Rep | 證券交易 | 2020-08-07 | 2021-03-03 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2020-08-07 | 2021-03-03 |
| Rep | 證券交易 | 2020-08-07 | 2021-03-03 |