| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2026-08-10 | - |
| Rep | 證券交易 | 2026-08-10 | - | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2025-08-05 | 2026-08-04 |
| Rep | 證券交易 | 2025-08-05 | 2026-08-04 | |
| SG SECURITIES (HK) LIMITED | Rep | 證券交易 | 2024-11-29 | 2025-04-30 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2020-08-10 | 2023-07-06 |
| Rep | 期貨合約交易 | 2020-08-10 | 2023-07-06 |