| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ORIENT CAPITAL (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2026-04-08 | - |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2026-04-08 | - |
| ORIENT CAPITAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2025-12-16 | 2026-04-08 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2025-12-16 | 2026-04-08 |
| CMBC International Capital Limited | RO | 證券交易 | 2023-01-12 | 2025-08-12 |
| Rep | 證券交易 | 2021-04-12 | 2023-01-12 | |
| Rep | 就機構融資提供意見 | 2021-04-12 | 2025-08-12 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2021-04-12 | 2025-08-12 |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | 就機構融資提供意見 | 2015-11-09 | 2021-03-31 |
| Rep | 就證券提供意見 | 2015-11-09 | 2021-03-31 | |
| Rep | 證券交易 | 2015-11-09 | 2021-03-31 |
已採集記錄中暫無金管局登記。