| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2021-06-11 | 2022-12-01 |
| Rep | 就證券提供意見 | 2021-06-11 | 2022-12-01 | |
| Rep | 證券交易 | 2021-06-11 | 2022-12-01 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2020-08-11 | 2021-02-22 |
| Rep | 就證券提供意見 | 2020-08-11 | 2021-02-22 | |
| Rep | 證券交易 | 2020-08-11 | 2021-02-22 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2020-08-11 | 2021-02-22 |
| Rep | 就證券提供意見 | 2020-08-11 | 2021-02-22 | |
| Rep | 證券交易 | 2020-08-11 | 2021-02-22 |