| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TEN ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2026-01-08 | - |
| RO | 提供資產管理 | 2026-01-08 | - | |
| Tenbase Securities Limited | RO | 證券交易 | 2025-09-04 | - |
| Wealth Link Securities Limited | RO | 就證券提供意見 | 2024-05-27 | 2025-02-28 |
| RO | 證券交易 | 2024-05-02 | 2025-02-28 | |
| Rep | 證券交易 | 2024-04-29 | 2024-05-02 | |
| Rep | 就證券提供意見 | 2024-04-29 | 2024-05-27 | |
| Guolian Securities International Capital Co., Limited | RO | 證券交易 | 2022-11-02 | 2023-12-29 |
| Rep | 就證券提供意見 | 2022-10-12 | 2023-12-29 | |
| Guolian Securities International Asset Management Co., Limited | Rep | 提供資產管理 | 2022-07-27 | 2023-12-29 |
| JAKOTA ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2022-03-02 | 2022-06-29 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2019-09-09 | 2022-02-10 |
| Black Marble Securities Limited | Rep | 證券交易 | 2015-11-10 | 2018-09-30 |
金管局記錄暫時無法載入，請稍後重試。