| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FIRST SECURITIES (HK) LIMITED | Rep | 證券交易 | 2026-08-26 | - |
| Interactive Brokers Hong Kong Limited | Rep | 槓桿式外匯交易 | 2020-11-20 | 2026-06-12 |
| Rep | 期貨合約交易 | 2020-07-16 | 2026-06-12 | |
| Rep | 證券交易 | 2020-07-16 | 2026-06-12 | |
| INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | 提供資產管理 | 2019-03-18 | 2020-06-08 |
| FIRST SECURITIES (HK) LIMITED | Rep | 證券交易 | 2017-01-04 | 2019-02-21 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2015-11-12 | 2016-12-24 |
已採集記錄中暫無金管局登記。