| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 就證券提供意見 | 2023-12-05 | - |
| RO | 證券交易 | 2023-12-05 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2018-09-05 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2018-09-05 | 2023-12-05 |
| Rep | 證券交易 | 2018-09-05 | 2023-12-05 | |
| CMB International Securities Limited | Rep | 證券交易 | 2015-11-10 | 2018-07-10 |