| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期貨合約交易 | 2021-04-16 | 2026-06-30 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 證券交易 | 2021-04-16 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2017-06-02 | 2021-04-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2017-06-02 | 2021-04-01 |
| I-ACCESS INVESTORS LIMITED | Rep | 期貨合約交易 | 2015-11-16 | 2017-03-13 |
| Rep | 證券交易 | 2015-11-16 | 2017-03-13 |